A New Era in Compliance & Ethics…
The Compliance & Ethics Forum for Life Insurers ("CEFLI") is the new, premier source of compliance & ethics knowledge and information for life insurers. If you are a compliance & ethics professional in the life insurance industry, CEFLI is your connection to valuable insights, tools, professional networks and other vital resources. Membership includes access to an entire portfolio of customized compliance & ethics services calibrated to life insurers' needs.
Regulatory Exams
Regulators cover process and findings.
On April 17, 2012, CEFLI held a webinar concerning The Focus of Regulatory Examinations as part of its ongoing Educational Webinar Series. This particular webinar was set up a little bit differently than past webinars as it included only regulators as presenters. Presenters were experienced market conduct examiners, representing two state insurance departments (Washington and Wisconsin) and FINRA. Attendees got a first-hand account of exactly what the regulators are...
Unclaimed Property
Events concerning unclaimed property issues continue to evolve.
Recently, another major insurer entered into a settlement agreement concerning unclaimed property practices.
To promote a better understanding of these issues, CEFLI will be sponsoring an Unclaimed Property Summit Meeting at THE WESTIN NEW YORK AT TIMES SQUARE in New York City on May 23, 2012.
Annuity Suitability
Annuity Suitability Benchmarking Survey Released
CEFLI is pleased to announce the release of its Annuity Suitability Benchmarking Survey for response by the life insurance industry’s compliance and ethics professionals.
The Survey reviews a broad range of annuity suitability-related operations and training issues. Follow link below for more info on participation, response submission and results.
