A New Era in Compliance & Ethics…

The Compliance & Ethics Forum for Life Insurers ("CEFLI") is the new, premier source of compliance & ethics knowledge and information for life insurers. If you are a compliance & ethics professional in the life insurance industry, CEFLI is your connection to valuable insights, tools, professional networks and other vital resources. Membership includes access to an entire portfolio of customized compliance & ethics services calibrated to life insurers' needs.

Annuity Suitability

A Unique Forum for Regulators, Company Representatives and Distribution Partners.

CEFLI conducted its 2015 Annuity Suitability Summit Meeting in Des Moines, Iowa on February 25.  The meeting attracted participation from representatives of several state insurance departments as well as FINRA to join compliance professionals from across the life insurance industry to discuss current challenges associated with annuity suitability compliance.  The discussions at the meeting were enhanced through the presence and insights provided by representatives of several independent marketing organizations who shared their perspectives regarding annuity suitability compliance.

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Benchmarking Study

CEFLI recently released its 2015 Annuity Suitability Benchmarking Survey Report. 

The Annuity Suitability Benchmarking Survey was developed by members of CEFLI's Annuity Suitability Issue Forum - a group of CEFLI member company compliance professionals with interest and expertise in annuity suitability matters.

The Survey generated responses from 82 life insurance companies (including CEFL member companies and non-CEFLI member companies) representing a broad range of companies of all sizes - large, medium and small.  The Report was designed to gauge the current state of annuity suitability compliance practices in the life... 

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Unclaimed Property

CEFLI is pleased to announce it will be conducting the fifth edition of its popular Unclaimed Property Summit Meeting series at the Swissotel in Chicago, Illinois on April 22.

CEFLI's Unclaimed Property Summit Meeting V offers an opportunity to bring company representatives and industry experts together to discuss the current state of unclaimed property matters facing the life insurance industry.  Once again, CEFLI has been able to bring together an outstanding faculty who will provide attendees with up-to-date information on current and future unclaimed property developments. 

The Summit Meeting will review current state legislative activity with...

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