A New Era in Compliance & Ethics…

The Compliance & Ethics Forum for Life Insurers ("CEFLI") is the new, premier source of compliance & ethics knowledge and information for life insurers. If you are a compliance & ethics professional in the life insurance industry, CEFLI is your connection to valuable insights, tools, professional networks and other vital resources. Membership includes access to an entire portfolio of customized compliance & ethics services calibrated to life insurers' needs.

Benchmarking Study

An Opportunity to Evaluate Current Industry Practices

CEFLI is pleased to announce it will be releasing its 2015 Annuity Suitability Benchmarking Survey to gather feedback from all life insurance industry compliance and ethics professionals concerning their company's annuity suitability practices. CEFLI would like to extend its sincere thanks and appreciation to members of our Annuity Suitability Issue Forum for their assistance in the development of the Annuity Suitability Benchmarking Survey...

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Summit Meeting

Regulators and company representatives will meet to explore current marketplace challenges.

CEFLI will be conducting its 2015 Annuity Suitability Summit Meeting in Des Moines, Iowa on February 25.  CEFLI Summit Meetings are unique Forums designed to engage State and Federal regulators and company representatives in an informal dialogue concerning current marketplace challenges.

Since widespread adoption of the 2010 revisions to the NAIC Suitability in Annuity Transactions Model...

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NY Replacement Reg 60

Session Reviews Proposed New York Regulation 60 Rules and Company Replacement Practices

CEFLI recently held its Replacements Webinar to review proposed modifications to New York Replacement Regulation 60 too explore current company strategies to address operational issues associated with replacement compliance.  Over 450 company representatives registered to participate in the webinar session.  Michael Maffei, Assistant Deputy Superintendent and Chief of the Life Bureau of the New York Department...

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