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June 12, 2019
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June 13, 2019
Regional Compliance Forums
: 2019 CEFLI National Compliance & Ethics Forum
September 11, 2019
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September 13, 2019
CEFLI Annual Conference
: CEFLI 2019 Annual Conference & Compliance Leadership Forum
Industry News
NAIC Elects 2019 Officers
NAIC Continues Revisions to the Suitability in Annuity Transactions Model Regulation.
NYDFS Issues Final Amendments to Regulation 187
SEC Issues Proposed Rules for Best Interest Standard
