SEC Approves New FINRA Rules Governing Communications With the Public

FINRA recently announced the SEC's approval of FINRA's proposed Rules 2210 and 2212 through 2216 governing communications with the public (the "Communication Rules"). The new Rules become effective on February 4, 2013.

FINRA issued Regulatory Notice 12-29 to announce the SEC's approval of FINRA's proposed Rules. A copy of Regulatory Notice 12-29 can be found here.

 

You must be a registered user to access this part of the CEFLI website.

Please Log In
If you are a professional in the Life Insurance Industry,
sign up for free access using the form below.




Note: your username will be displayed in your posts, comments, and replies in the CEFLI Discussion Board.
Account information
Spaces are allowed; punctuation is not allowed except for periods, hyphens, and underscores.
A valid e-mail address. All e-mails from the system will be sent to this address. The e-mail address is not made public and will only be used if you wish to receive a new password or wish to receive certain news or notifications by e-mail.
Subscriptions
Image CAPTCHA