Annuity Suitability

CEFLI's Annuity Suitability Working Group meets on a periodic basis to discuss applicable state insurance and FINRA regulations that impact the sale of annuities.  The Working Group will address operational challenges caused by the related compliance requirements and identify possible alternatives and leading practices that companies are considering and implementing.

The Working Group has been instrumental in the creation of various related topics discussed at CEFLI’s events and developed an industry wide benchmarking survey.